Original research

As bleak as it sounds? Analysing trends in oncology clinical trial initiation in the UK from 2010 to 2022

Abstract

Objectives The UK’s withdrawal from the European Union (a political movement known as ‘Brexit’) incited concern both in the public and private sector about the future of drug development and the clinical trial landscape in the UK. This study evaluates trends in the initiation of phase III clinical trials that evaluated systemic anticancer treatments from 2010 to 2022 both in the UK and worldwide.

Methods and analysis Relevant clinical trials were identified through ClinicalTrials.gov. Initiation date in each country was defined as the date that a study’s record was updated to include a recruiting site in the country of interest. Concurrent clinical site counts were defined as the number of facilities that contemporaneously hosted trials. Temporal trends in trial initiation and site counts were evaluated.

Results Our analysis uncovered a worldwide increase in clinical trial initiation from 2013 to 2019. The UK experienced a decrease in clinical trial initiation immediately post-Brexit in 2020 but rebounded in 2021. The UK’s resurgence in clinical trials in 2021 was driven predominately by industry-funded trials. Other countries saw a similar increase in clinical trial initiation from 2020 to 2021.

Conclusions The UK’s trends in phase III oncology clinical trial initiation from 2010 to 2022 largely reflects global trends, suggesting that other factors (eg, COVID-19 pandemic) beyond Brexit, may have had a stronger influence on clinical trial initiation within the UK.

What is already known on this topic

  • Multiple sources have attributed a decline in the UK’s clinical trial initiation frequency following Brexit and the COVID-19 pandemic to dysregulation of the UK’s clinical trial apparatus.

What this study adds

  • Our study demonstrated that the UK initiated less phase III clinical trials that investigate systemic anticancer treatments immediately post-Brexit and at the start of the COVID-19 pandemic in 2020 compared with initiation rates from 2019 and 2021 to 2022.

How this study might affect research, practice or policy

  • Our study has important policy implications, providing valuable insight into the oncology clinical trial landscape over the last decade, and notably the effect of Brexit and COVID-19 pandemic.

  • Data from our study can be used as a benchmark to monitor clinical trial initiation, and the potential success of UK Government interventions to increase (eg, innovation and licensing access pathway) this, as the UK moves forward independently from the European Union (EU).

  • As our study also captures global oncology clinical trials trends, our findings can also be used to evaluate the impact of any global cancer initiatives (eg, US Cancer Moonshot, EU Cancer Mission) and policy (eg, new harmonised EU clinical trial regulations).

Introduction

Phase III randomised clinical trials (RCTs) inform the standard of care in oncology and are frequently used in market authorisations of new cancer medicines. These may provide participants access to cutting-edge treatments that have already demonstrated some degree of clinical efficacy in earlier phase (eg, phase II) evaluations. Enrolment in RCTs is predicated on a variety of factors, the most fundamental being RCT availability at a given location.1–3 The UK has had an important role in RCTs for decades, traditionally with robust sponsors from government, academic, charity and industry sources.4 The Cancer Research UK (CRUK) and the National Cancer Research Institute (NCRI) (before ‘winding down’ in 2023) sponsored a great deal of international innovation from their founding in 2002 and 2001, respectively.5–8 For example, the CRUK Centre for Drug Development has had a critical role in developing globally approved oncology drugs such as temozolomide, rucaparib, abiraterone, pemetrexed and etoposide. Additionally, the UK has historically been a hub for industry-sponsored RCTs and has a strong and universal national health system.9

After the Brexit referendum in 2016 that approved the withdrawal of the UK from the European Union (EU), the UK formally left the EU on 31 January 2020.10 Shortly thereafter, the worldwide COVID-19 pandemic began, causing a global disruption to clinical trials across all therapy areas.11–13 During this challenging period, the UK refocused research efforts, emerging as a global leader in the development of effective vaccines and pharmacotherapy against COVID-19, leading important trials with global impact, such as the RECOVERY trial (a large nationally controlled, open-label trial comparing a range of possible treatments in patients who were hospitalized with Covid-19).14 Postpandemic, and post-Brexit, the UK has sought to capitalise on this success, and the UK’s strong science base, to transform into a ‘life-sciences superpower’ becoming a global leader in clinical trials. However, there has been growing concern of a decline in RCT initiation in the UK post-Brexit, validated by a study from the Association of the British Pharmaceutical Industry (ABPI) identifying a sharp decline in the number of RCTs performed in the UK from 2018 to 2021.15

The initiation frequency of phase III trials investigating systemic anticancer treatments over the past several decades in the UK, including the effect of influential political events (eg, Brexit) and societal disruptions such as the COVID-19 pandemic, has not yet been delineated clearly. In particular, the differential role of industry-sponsored versus non-industry-sponsored studies has not been delineated clearly, as ABPI research has focused on only commercial studies.16 In this study, we investigated the UK’s participation in systemic anticancer therapy phase III RCTs to determine if the previously reported decline corresponded only to industry-sponsored RCTs or RCTs more broadly. In addition, we compared the UK’s trends in RCT initiation to worldwide trends in the context of Brexit and the COVID-19 pandemic. To appreciate the wider effect, we have compared the UK with other countries/regions.

Methods

An initial set of recruiting or completed RCTs with a start date on or after 1 January 2010, were identified with the keywords ‘neoplasms’ and ‘cancer’ through ClinicalTrials.gov, an international registry of publicly and privately funded clinicals trials conducted globally. From May to June 2023, trials were screened for eligibility by manual inspection of the Title and Intervention Name fields (online supplemental figure 1). RCTs evaluating supportive or locoregional interventions, such as pain management or surgery, were excluded, as were randomised phase II trials (notably, ClinicalTrials.gov does not have a separate structured field for randomised phase II trials). Data analysis was conducted using V.4.3.1 of the R programming language.17 All historical data versions for each study record were downloaded using the ClinicalTrials.gov API from 26 September 2023 to 3 October 2023.18 Our analysis was facilitated by the following R packages: RJSONIO (V.1.3.1.8), rrapply (V.1.2.6), readxl (V.1.4.3), tidyverse (V.2.0.0), patchwork (V.1.1.3) and testthat (V.3.1.10).11–19

Figure 1
Figure 1

(A) Mean initiated studies and (B) mean concurrent sites in each country group pre-Brexit and post-Brexit broken down by Lead Sponsor Class. Each stacked bar is labelled with the count of initiated studies or concurrent sites. CA, Canada; EU, European Union; USA, United States of America.

Data extraction

For each included phase III RCT, the study-wide start year was defined as the year that the first patient was enrolled, regardless of the country, and was determined from each study’s StartDate field.20 Country-specific trial initiation dates and the number of concurrent sites in each country were approximated using the ClinicalTrials.gov study record modification history. The trial initiation date in each country was defined as the date that a ClinicalTrials.gov study record was updated to include a recruiting site in that country. The number of concurrent sites in each country per year was determined by aggregating the sites for all studies that were open that year. When a study had multiple record versions in a specified year, the version that was modified closest to the end of a respective calendar year was used. RCTs were further categorised based on whether the study was primarily funded by the pharmaceutical industry or by non-industry sources such as academic and cooperative groups. Countries were aggregated into the following mutually exclusive groups: the UK alone, the USA and Canada, the EU excluding the UK and all other countries.

Data analysis

The count of initiated trials and concurrent sites in each country were further aggregated into two groups: before or after Brexit. Studies that were initiated before the post-Brexit transitionary period ended on 1 January 202121 were considered pre-Brexit, while studies initiated on or after 1 January 2021 were considered post-Brexit. Trials initiated before 2014 were not included in the pre-Brexit yearly study initiation average or concurrent site counts. We excluded trials before 2014 in our pre-Brexit and post-Brexit study initiation counts because delays between studies’ StartDate field and when a study is first opened for recruiting in each country may artificially minimise the study initiation counts for the earliest years in our sample. Trials initiated after 31 December 2022 were also excluded from the yearly study initiation averages and concurrent site counts because studies or sites added to ClinicalTrials.gov in late 2023 would not appear in our sample (after date of censoring).

Patient and public involvement

Patients or the public were not involved in the design, conduct, reporting or dissemination plans of our study.

Results

2369 phase III oncology trials were identified globally. Our dataset included trials with sites in 104 countries. Of these trials, 788 (33%) included at least one site in the UK. Of the 2369 global studies, 1371 were primarily industry-funded and 1014 were primarily funded by non-industry sources. 714 and 74 trials conducted in the UK were primarily funded by industry and non-industry sources, respectively. Of the 74 non-industry-funded trials, 13 were primarily funded by networks, 2 were funded by the National Institutes of Health and 2 were funded by other government sources. Additionally, 57 of the 74 trials were funded by other non-industry sources that were not further specified in ClinicalTrials.gov. Compared with other county groups we analysed, the UK had the highest proportion of industry-funded trials with 198/216 (90%) and 330/366 (92%) industry-funded trials before and after Brexit, respectively. In contrast, all countries pooled together excluding the UK initiated 423/754 (56%) industry-funded trials before Brexit, and 629/1091 (57%) industry-funded trials after Brexit.

The UK alone, the USA/Canada, the EU without the UK and other countries, all saw fewer initiated industry-sponsored studies per year on average before the post-Brexit transitionary period compared with after (figure 1). The EU and the other countries category also initiated more non-industry-sponsored studies per year on average after the post-Brexit transitionary period. Conversely, the UK and the USA and Canada averaged the same number of initiated non-industry-sponsored studies per year before and after the post-Brexit transitionary period.

When broken down by year, every country category initiated more phase III oncology trials from 2013 to 2019 (figure 2). Both the UK and the USA/Canada saw a decrease in initiated trials from 2019 to 2020, suggesting a significant effect from the global pandemic. Conversely, the EU and all other countries were able to maintain an increase in the number of initiated trials in 2020 compared with 2019. After the initial COVID-19 pandemic, all country categories initiated more trials from 2020 to 2021, and subsequently decreased initiation from 2021 to 2022.

Figure 2
Figure 2

The per cent of (A) initiated studies and (B) concurrent sites in each country group each year. Individual stacked bars are labelled with the corresponding count of studies or sites. The y-axis is normalised to show the percentage of studies or sites in each country group per year. CA, Canada; EU, European Union; USA, United States of America.

The number of sites for studies in our complete dataset ranged from 1 to 1619 facilities, with a median of 46 sites (IQR 2 to 149) per phase III oncology study. For studies that were initiated in the UK, the number of sites per study ranged from 1 to 808. The median and IQR were 150.5 and 91–203, respectively. Concurrent sites in each country group grew roughly threefold from 2013 to 2019. The number of concurrent sites in each country category increased from 2020 to 2021, and subsequently increased again from 2021 to 2022.

The UK saw an increase in both industry-funded and non-industry-funded trial initiation from 2013 to 2019. Both industry-funded and non-industry-funded trial initiations decreased immediately post-Brexit from 2019 to 2020. However, industry-funded trial initiation rebounded in 2021 to 89 initiated trials, the largest number of initiated industry trials over the study period (2010 to 2022). Industry-funded trial initiation in the UK subsequently decreased from 89 in 2021 to 65 in 2022. The initiation of trials with primarily non-industry funding sources reached a high of 10 trials in 2019, but trended downwards post-Brexit, dropping to 5 trials in 2022.

Discussion

In this study, we described a decrease in the initiation of phase III clinical trials in the UK that evaluate systemic anticancer treatments from 2019 to 2020, and a subsequent rebound in 2021 (figure 2). Importantly, the reduction in UK clinical trial initiation from 2019 to 2020 applies to both industry and non-industry-sponsored trials (figure 3). The 2021 rebound in clinical trial initiation in the UK was primarily driven by an increase in industry-funded trials.

Figure 3
Figure 3

The per cent of industry-sponsored and non-industry-sponsored studies initiated in the UK each year. The stacked bars are colour-coded based on whether the study is primarily industry sponsored. Each bar is labelled with the corresponding count of initiated studies. The y-axis is normalised to show the percentage of industry-sponsored and non-industry-sponsored studies initiated each year.

Our study provides a granular investigation into trends in the UK’s oncology clinical trial initiation before, during and after both Brexit and the COVID-19 pandemic. This also provides an excellent barometer into the whole UK clinical trial landscape, as this therapy area accounts for one in four of all clinical trials.16

Our methodology is worth highlighting. When comparing trial initiation before and after Brexit (figure 1), we defined pre-Brexit and post-Brexit based on the post-Brexit transitionary period, which ended on 31 December 2020. We believe that the post-Brexit transitionary period is a better threshold for categorising trials into pre-Brexit and post-Brexit categories because the UK remained within the regulatory disciplines until 1 January 2021.21

In addition, we used the date that a study’s record was modified to include a recruiting site in each country to determine country-specific initiation dates. We chose this method over extracting the year from the study-wide start date because in 54% of cases there was a year gap between when a study recruits its first patient anywhere in the world and when that study opens a site in a specific country. A new record version is created whenever a study record is modified on ClinicalTrials.gov, which is closer to the ‘source of truth’ for the intent to recruit. However, this method for determining initiation year may lose accuracy for sites that were opened for recruiting near the beginning or end of a calendar year because responsible parties have a 30-day window to update the trial record following a change in a site’s recruiting status.22 Consequently, sites that were opened for recruitment after 2 December or before 30 January have ambiguous initiation years because two calendar years fall within the 30-day edit window.

Only RCTs present in ClinicalTrials.gov were included. In 2022, the UK began registering trials in the ISRCTN registry (https://www.isrctn.com).23 We also performed a search of the ISRCTN repository for trials absent in ClinicalTrials.gov and found only five trials that fit our study’s inclusion criteria. Lastly, certain industry sponsors mask their participating sites, introducing non-random bias into the analysis.

Previous reports identified a decrease in industry-sponsored RCT initiation in the UK. A report by the ABPI from 2017 to 2021 reported an approximately 40% decrease in the number of both studies and patients participating in industry-funded RCTs.15 The COVID-19 pandemic and Brexit are likely prominent drivers of this sharp decline.

Brexit uncertainty around departure from the EU regulatory framework and time-consuming regulatory hurdles are further de-incentivising industry sponsors from opening and enrolling trials in the UK. In contrast, an updated 2023 report by the ABPI indicated an increase in the number of industry-funded RCTs from 2021 to 2022.24

The immediate disruption of COVID-19 on worldwide clinical trial initiation was early reported in 2021, based on the Medidata Enterprise Data Store, estimating a 60% decrease in oncology trial launches during the pandemic period.25 Similarly in EU, an increase in clinical trials was demonstrated during COVID-19. The trends were mostly driven by the demand to face the pandemic, while non-pandemic-related studies were generally reduced at a maximum relative decrease of 32% across all diseases combined.26 Oncology trials displayed the highest proportion of disruption.26 27

A February 2023 report by the UK National Institute for Healthcare Research (NIHR) reported that RCT participation in England has rebounded significantly since the COVID-19 pandemic and now exceeds prepandemic levels. According to the NIHR, approximately 220 000 more people in England participated in RCTs in 2022 and 2023 compared with before the pandemic. The NIHR also reported an increase in industry-funded commercial studies in the UK compared with before the COVID-19 pandemic. Our results are largely concordant with the 2023 NIHR report, despite being limited to only phase III trials investigating systemic anticancer treatments. The average number of industry-sponsored anticancer trials initiated each year in the UK increased post-Brexit (figure 1). This suggests that new UK Government clinical development initiatives, such as the Innovative Licensing and Access Pathway, introduced after Brexit, are helping to increase the number of clinical trials being performed in the UK.28 Furthermore, the UK Government has also introduced a new consultation that may streamline clinical trials approvals, enhance clinical trials transparency, promote patient and public involvement and permit ‘low-risk’ trials to proceed with a minimal amount of red tape, potentially further boosting numbers.29

Following Brexit, UK clinical trials regulations have started to diverge from the EU. New harmonised EU clinical trial regulations, long demanded by the pharmaceutical industry, have sought to align clinical trial conduct across the EU.30 31 This will allow for single applications for trials run in different European countries and reduce administrative burdens for researchers and pharmaceutical companies.32 The new European Medicines Agency (EMA) Clinical Trials Information System (CTIS) was introduced on 31 January 2022, and is a vital step in facilitating the conduct of large pan-European clinical trials. However, the CTIS is focused on industry-sponsored trials, and will place new demands (eg, financial) on academic and other non-industry studies. Furthermore, a recent EMA report on the EU monitoring status on clinical trials showed that non-commercial multinational countries are still poorly represented, suggesting that greater work is required towards cross-national harmonisation.33 The UK will retain alignment with the EU on some aspects of clinical trial conduct (eg, manufacturing, assembly, data management and regulatory evaluations), which should facilitate the conduct of pan-European trials.32 34 But overall, the significant divergence in clinical trial regulations between the UK and EU will likely impede wider collaboration in oncology, and beyond, most notably for academic-led studies with limited financial resources. It is hoped that UK re-engagement in pan-European projects, such as Project Horizon, may help to mitigate these effects.

Our study has shown a resurgence in the UK’s clinical trial initiation from 2020 to 2021 that was primarily driven by an increase in industry-funded trials. This is potentially due to new UK Government post-Brexit pathways (eg, innovation and licensing access pathway) for clinical trials and regulatory review coming online providing a well-needed boost to reverse this decline.10 Notably these findings, despite being limited to only phase III oncology clinical trials are concordant with the UK Government O’Shaughnessy report.35 The UK experienced a decrease in non-industry-funded trials from 2020 to 2021 (figure 3). This pattern was reciprocated in other high-income regions (eg, the USA and Canada) and may suggest a re-equilibration of clinical trials at the close of the global pandemic. However, this pattern shows that despite the boost to commercial trials, non-industry (eg, academic) trials remain in significant decline and need further UK Government support. Furthermore, it is likely the initial uncertainties around UK participation in the Horizon Europe has had a detrimental effect on this sector beyond oncology studies.36

Global trends in overall clinical trials also appeared to have slowed in 2023, with a 15% decline compared with 2022 and 22% compared with 2021.37 However, for oncology, the general trend is an increase in clinical trials (with neurology and immunology), overall sharing more than a half of all new clinical trial launches, rising from around 40% prepandemic.37 Notably, our data show a small increase in the number of RCT initiation in the EU, compared with the UK, following Brexit, this increase is likely linked to several new EU Cancer initiatives (eg, EU Cancer Mission) to boost research and innovation in the EU following the COVID-19 pandemic. Following the departure from the EU, the UK will no longer be able to benefit directly; however, engagement in wider projects (eg, Horizon Europe) may allow for some degree of participation, potentially boosting UK-EU clinical trial engagement. Furthermore, several UK charitable organisations (eg, Cancer Research UK, Nuffield Trust, The Health Foundation) have produced recommendations to help guide, and increase, UK clinical trials participation in oncology and beyond.38–41 However, it remains to be seen how the UK will perform as the global clinical trials landscape continues to evolve, and the cumulative effects of Brexit continue to mature.

Our study demonstrated a drop in the initiation of phase III clinical trials that evaluate systemic anticancer treatments in the UK in 2020. This study should serve as a benchmark to monitor clinical trial initiation, and the potential success of UK Government interventions (eg, innovation and licensing access pathway) to prioritise this, as the UK moves forward independently from the EU. However, our methodology is descriptive and cannot tease apart the relative impacts of Brexit and the COVID-19 pandemic on clinical trial initiation in the UK. It is also recognised that Brexit is both an event and an ongoing process which will have long-lasting implications for many years to come. Furthermore, our study period does not include the agreement of the Windsor Framework (February 2023), and rejoining Horizon Europe, which has important implications for the UK-EU oncology clinical trials engagement moving forward.42 43 Future studies should further evaluate the direct impacts of these significant events on the UK’s clinical trial apparatus in 2023 and into the next decade.

Conclusion

In this study, we identified a decrease in trial initiation in the UK from 2019 to 2020 and a subsequent rebound in 2021. Previous reports attributed a decline in RCT initiation in the UK to Brexit. However, the fact that other countries/regions experienced similar patterns in UK oncology phase III RCT initiation during the pre-Brexit and post-Brexit periods suggests that other factors (eg, COVID-19 pandemic) may have had greater influence in determining these results.

Transparency statement

All authors affirm that the study was reported honestly, accurately and transparently.